SEC Form 4 · accession 0001585583-17-000064
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eileen A. Aptman
Director
Period of report
Oct 23, 2017
Accepted (ET)
Oct 25, 2017 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Oct 23, 2017 | P | 28,270 | $12.5594 | A | 1,043,201 | I | See footnote |
| COMMON STOCK | holding | — | — | — | 18,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at a range of prices. The Reporting Person undertakes to provide Del Taco Restaurants, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range of prices.
- F2The securities are held directly by Lime Partners, LLC. The Reporting Person is a manager of Lime Partners, LLC and exercises voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of such securities except to the extent of her actual pecuniary interest therein.