SEC Form 4 · accession 0001585583-17-000060
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ari B. Levy
Director
Period of report
Oct 23, 2017
Accepted (ET)
Oct 24, 2017 · 9:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3 | Oct 23, 2017 | P | 62,195 | $12.5454 | A | 2,556,624 | I | See footnote |
| COMMON STOCKF4,F2,F3 | Oct 24, 2017 | P | 37,805 | $12.5492 | A | 2,594,429 | I | See footnote |
| COMMON STOCK | holding | — | — | — | 18,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.5100 to $12.5500. The Reporting Person undertakes to provide Del Taco Restaurants, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- F2Includes the result of LFP donating 6,900 common stock shares to a 501(c)3 organization on September 15, 2017.
- F3The securities are held directly by Levy Family Partners LLC ("LFP"). The Reporting Person is a manager of LFP Management, LLC, the sole manager of LFP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.5200 to $12.5500. The Reporting Person undertakes to provide Del Taco Restaurants, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.