SEC Form 4 · accession 0001585583-16-000044
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Walsh
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 26, 2016 | A | 5,308 | $0.00 | A | 5,308 | D | |
| COMMON STOCKF2 | holding | — | — | — | 10,000 | I | See footnote | |
| COMMON STOCKF3 | holding | — | — | — | 90,000 | I | See footnote | |
| COMMON STOCKF4 | holding | — | — | — | 3,343,125 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan with 5,308 shares vesting on May 26, 2017.
- F2The securities are held directly by PW Partners Master Fund (QP), LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Partners Master Fund (QP), LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F3The securities are held directly by Separately Managed Account, which is separately managed by PW Partners Capital Management LLC. The Reporting Person is the managing member of PW Partners Capital Management LLC and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F4The securities are held directly by PW Acquisitions, LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Acquisitions, LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.