SEC Form 4 · accession 0001585583-16-000042
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence F Levy
Director · 10% Owner
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 26, 2016 | A | 10,616 | $0.00 | A | 10,616 | D | |
| COMMON STOCKF2 | holding | — | — | — | 1,624,000 | I | See footnote | |
| COMMON STOCKF3 | holding | — | — | — | 1,783,781 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan with 10,616 shares vesting on May 26, 2017.
- F2The securities are held directly by Levy Family Partners, LLC ("LFP"). The Reporting Person is a manager of LFP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F3The securities are held directly by Levy Acquisition Sponsor, LLC (the "Sponsor"). The Reporting Person is a manager of LFP, which is the managing member of the Sponsor. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.