SEC Form 4 · accession 0001585583-16-000036
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ari B. Levy
Director · 10% Owner
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 26, 2016 | A | 10,616 | $0.00 | A | 10,616 | D | |
| COMMON STOCKF2 | holding | — | — | — | 1,624,000 | I | See footnote | |
| COMMON STOCKF3 | holding | — | — | — | 1,783,781 | I | See footnote | |
| COMMON STOCKF4 | holding | — | — | — | 291,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan with 10,616 shares vesting on May 26, 2017.
- F2The securities are held directly by Levy Family Partners, LLC ("LFP"). The Reporting Person is a manager of LFP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F3The securities are held directly by Levy Acquisition Sponsor, LLC (the "Sponsor"). The Reporting Person is a manager of LFP, which is the managing member of the Sponsor. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F4The securities are held directly by SABA Investment Partners, LLC, Series 17 ("SABA"). The Reporting Person is an executive officer of SABA. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.