SEC Form 4/A · accession 0001209191-15-082541
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ari B. Levy
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 30, 2015 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 30, 2015 | P | 100,000 | $12.00 | A | 1,624,000 | I | See footnote |
| COMMON STOCKF2 | holding | — | — | — | 1,783,781 | I | See footnote | |
| COMMON STOCKF3 | holding | — | — | — | 291,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held directly by Levy Family Partners, LLC ("LFP"). The Reporting Person is a manager of LFP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F2The securities are held directly by Levy Acquisition Sponsor, LLC (the "Sponsor"). The Reporting Person is a manager of LFP, which is the managing member of the Sponsor. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F3The securities are held directly by SABA Investment Partners, LLC, Series 17 ("SABA"). The Reporting Person is an executive officer of SABA. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
Remarks
This Form 4/A is being filed to correct the transaction code for the transaction reported herein. The shares were purchased in a public offering that closed on October 30, 2015.