SEC Form 5 · accession 0001144204-18-009152
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ari B. Levy
Director
Period of report
Jan 2, 2018
Accepted (ET)
Feb 15, 2018 · 6:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3 | Sep 15, 2017 | G | 6,900 | $14.72 | D | 2,594,429 | I | See footnote |
| COMMON STOCK | holding | — | — | — | 18,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the average of the high and low price of the common stock as reported on the Nasdaq Stock Market on September 15, 2017.
- F2Reflects a donation of 6,900 shares of common stock to a 501(c)(3) organization on September 15, 2017 by Levy Family Partners LLC ("LFP").
- F3The securities are held directly by LFP. The Reporting Person is a manager of LFP Management LLC, the sole manager of LFP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.