SEC Form 4 · accession 0001140361-15-036331
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Pleasant Lake Partners LLC
10% Owner
PLP MM LLC
10% Owner
Pleasant Lake Onshore GP LLC
10% Owner
Jonathan Lennon
10% Owner
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 28, 2015 | P | 2,550 | $12.98 | A | 4,985,020 | I | See Footnotes |
| Common StockF1,F2 | Sep 29, 2015 | P | 19,000 | $13.06 | A | 5,004,020 | I | See Footnotes |
| Common StockF1,F2 | Sep 30, 2015 | P | 18,513 | $13.57 | A | 5,022,533 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported herein represent 2,522,533 shares held by Pleasant Lake Offshore Master Fund L.P. (the "Master Fund") and 2,500,000 shares held by Pleasant Lake Opportunities Fund LP (the "Partnership"). Pleasant Lake Partners LLC ("PLP") serves as the investment manager for both the Master Fund and the Partnership. PL Opportunities GP LLC ("Partnership GP LLC") serves as General Partner of the Partnership and Pleasant Lake Onshore GP LLC serves as General Partner of the Master Fund ("Master GP LLC"). PLP MM LLC is the managing member of PLP. Jonathan Lennon serves as manager of PLP MM LLC, Master GP LLC and Partnership GP LLC.
- F2Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.