SEC Form 4 · accession 0000921895-16-004912
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Walsh
Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Jun 8, 2016 | J | 90,000 | — | D | 0 | I | By Separately Managed Account |
| COMMON STOCKF1 | holding | — | — | — | 10,000 | I | By PW Partners Master Fund (QP), LP | |
| COMMON STOCKF2 | holding | — | — | — | 3,343,125 | I | By PW Acquisitions, LP | |
| COMMON STOCK | holding | — | — | — | 5,308 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held directly by PW Partners Master Fund (QP), LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Partners Master Fund (QP), LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F2The securities are held directly by PW Acquisitions, LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Acquisitions, LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
- F3The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), previously disclosed beneficial ownership of securities of the Issuer held in an account separately managed by PW Capital Management. As of June 8, 2016, PW Capital Management ceased to be the Investment Manager of the account. As a result, the Reporting Person is no longer deemed to beneficially own the securities of the Issuer held in the account.