SEC Form 4 · accession 0000914760-16-000460
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. J. Melman
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | A | 695 | $0.00 | A | 5,695 | I | Held in an investment trust |
| Common stock | holding | — | — | — | 21,232 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantsF1,F2 | $11.50 | Aug 8, 2016 | D | 2,500 | D | — | — | Common Stock | 2,500 | 0 | I |
Explanation of responses
- F1The Reporting Person exchanged 2,500 Warrants for 695 shares of Common Stock in an exchange offer conducted by the Issuer.
- F2The Warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events.