SEC Form 4 · accession 0000899243-15-000239
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L. Brake
Officer — EVP & Chief Financial Officer
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 9:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 84,822 | — | A | 84,822 | D | |
| Common StockF2 | Jun 30, 2015 | A | 31,875 | $0.00 | A | 116,697 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for shares of common stock in Del Taco Holdings, Inc. ("DTH") in connection with the business combination between DTH and the issuer on June 30, 2015.
- F2Pursuant to Restricted Stock that will vest in three equal annual installments, beginning on June 30, 2016.