SEC Form 4 · accession 0000899243-15-000234
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Levy Acquisition Sponsor, LLC
10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 8:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2015 | S | 1,906,219 | $0.006 | D | 1,783,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantsF2 | $11.50 | Jun 30, 2015 | A | 389,623 | A | Jul 30, 2015 | Jun 30, 2020 | Common Stock | 389,623 | 5,049,623 | D |
Explanation of responses
- F1Includes 445,945 shares which may be forfeited on the 5th anniversary of the Issuer's initial business combination, unless following the initial business combination the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like).
- F2The securities are held directly by Levy Acquisition Sponsor, LLC and indirectly by Levy Family Partners, LLC which is the managing member of Levy Acquisition Sponsor, LLC.