SEC Form 4 · accession 0001462184-26-000001
SmartStop Self Storage REIT, Inc. · SMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold Perry
Director
Period of report
Jun 23, 2026
Accepted (ET)
Jun 25, 2026 · 4:47 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001585389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 12,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Long-Term Incentive Plan UnitsF2,F3 | $0.00 | Jun 23, 2026 | A | 3,230 | A | — | — | Common Stock | 3,230 | 9,024 | D |
| Long-Term Incentive Plan UnitsF2,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 9,598 | 9,598 | D |
Explanation of responses
- F1Represents 12,657 shares of Common Stock previously reported as being owned by the Reporting Person, less 0.19 shares of Common Stock that were redeemed by the Issuer in connection with a fractional share redemption conducted by the Issuer with respect to its outstanding Common Stock as of July 30, 2025.
- F2Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into common units of the Operating Partnership ("Common Units"). Common Units are redeemable by the holder for, at the election of the Issuer, shares of the Issuer's Common Stock on a one-for-one basis or the cash value of such shares.
- F3The Reporting Person was awarded 3,230 LTIP Units upon his reelection to the board of directors, which LTIP Units vest one year from such reelection.
- F4Represents 9,598 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued service through each vesting date.