SEC Form 4 · accession 0001585364-16-000410
PERRIGO Co plc · PRGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herman Morris Jr.
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 8, 2016 | M | 5,814 | $16.77 | A | 10,425 | D | |
| Ordinary Shares | Sep 8, 2016 | S | 1,073 | $90.955 | D | 9,352 | D | |
| Ordinary SharesF1 | holding | — | — | — | 850 | I | Custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option Right to BuyF2 | $16.77 | Sep 8, 2016 | M | 5,814 | D | — | Nov 10, 2017 | Ordinary Shares | 5,814 | 0 | D |
Explanation of responses
- F1Share holding balances in Custodian accounts of children Patrick Morris (400 shares), Geoffrey Morris (450 shares).
- F2This option to purchase 5,814 New Perrigo ordinary shares for $16.77 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 5,814 Perrigo common stock shares for $16.77 per share. This New Perrigo stock option has the same terms and conditions as the original Perrigo stock option.