SEC Form 4 · accession 0001585364-16-000229
PERRIGO Co plc · PRGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy L Brown
Officer — Executive VP & CFO
Period of report
Jan 6, 2016
Accepted (ET)
Jan 8, 2016 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 6, 2016 | M | 1,516 | $35.85 | A | 13,945 | D | |
| Ordinary SharesF2 | Jan 6, 2016 | S | 1,516 | $141.0184 | D | 12,429 | D | |
| Ordinary Shares | Jan 6, 2016 | M | 6,901 | $58.82 | A | 19,330 | D | |
| Ordinary SharesF3 | Jan 6, 2016 | S | 6,901 | $141.791 | D | 12,429 | D | |
| Ordinary Shares | Jan 6, 2016 | M | 14,089 | $90.65 | A | 26,518 | D | |
| Ordinary SharesF4 | Jan 6, 2016 | S | 14,089 | $142.3783 | D | 12,429 | D | |
| Ordinary Shares | Jan 6, 2016 | M | 5,231 | $108.62 | A | 17,660 | D | |
| Ordinary SharesF5 | Jan 6, 2016 | S | 5,231 | $143.7247 | D | 12,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF6 | $35.85 | Jan 6, 2016 | M | 1,516 | D | — | Aug 25, 2018 | Ordinary Shares | 1,516 | 0 | D |
| Employee Stock Option Right to BuyF7 | $58.82 | Jan 6, 2016 | M | 6,901 | D | — | Aug 19, 2020 | Ordinary Shares | 6,901 | 0 | D |
| Employee Stock Option Right to BuyF8 | $90.65 | Jan 6, 2016 | M | 14,089 | D | — | Aug 23, 2021 | Ordinary Shares | 14,089 | 0 | D |
| Employee Stock Option Right to BuyF9 | $108.62 | Jan 6, 2016 | M | 5,231 | D | — | Aug 23, 2022 | Ordinary Shares | 5,231 | 10,464 | D |
Explanation of responses
- F1This transaction was effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on 12/1/2015. This 10b5-1 sales plan will expire on the close of business 12/31/2016.
- F2Price is a weighted average. Actual priced received ranged from $141.00 - $141.12. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3Price is a weighted average. Actual priced received ranged from $141.15 - $142.27. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F4Price is a weighted average. Actual priced received ranged from $142.20 - $142.79. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F5Price is a weighted average. Actual priced received ranged from $142.45 - $144.26. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F6Exercisable in 3 equal annual installments beginning 8/25/2009.
- F7Exercisable in 3 equal annual installments beginning 8/19/2011.
- F8Exercisable in 3 equal annual installments beginning 8/23/2012.
- F9Exercisable in 3 equal annual installments beginning 8/23/2013.