SEC Form 4 · accession 0001585364-15-000227
PERRIGO Co plc · PRGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Papa
Officer — CEO · Director · Other
Period of report
Mar 13, 2015
Accepted (ET)
Dec 30, 2015 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 28, 2015 | M | 10,183 | $58.82 | A | 129,598 | D | |
| Ordinary SharesF2 | Dec 28, 2015 | S | 8,623 | $146.99 | D | 120,975 | D | |
| Ordinary SharesF3 | Dec 28, 2015 | S | 1,560 | $147.49 | D | 119,415 | D | |
| Ordinary Shares | Mar 13, 2015 | G | 900 | $0.00 | D | 118,515 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF4 | $58.82 | Dec 28, 2015 | M | 10,183 | D | — | Aug 19, 2020 | Ordinary Shares | 10,183 | 0 | D |
| Restricted Stock UnitsF5 | — | Dec 28, 2015 | A | 10,285 | A | Dec 28, 2017 | Dec 28, 2017 | Ordinary Shares | 10,285 | 10,285 | D |
Explanation of responses
- F1This transaction was effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on 11/18/2015. This 10b5-1 sales plan will expire on the close of business 6/21/2016.
- F2Price is a weighted average. Actual priced received ranged from $146.37 - $147.37. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3Price is a weighted average. Actual priced received ranged from $147.38 - $147.53. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F4Exercisable in 3 equal annual installments beginning 8/19/11.
- F5Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.