SEC Form 4/A · accession 0001585364-15-000137
PERRIGO Co plc · PRGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John T Hendrickson
Officer — EVP Global Operations & Supply
Period of report
Aug 21, 2015
Accepted (ET)
Sep 18, 2015 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Aug 21, 2015 | A | 2,289 | $186.89 | A | 2,289 | D | |
| Ordinary Shares | Aug 21, 2015 | F | 1,088 | $186.89 | D | 1,201 | D | |
| Ordinary Shares | Aug 21, 2015 | M | 1,022 | $186.89 | A | 2,223 | D | |
| Ordinary Shares | Aug 21, 2015 | F | 486 | $186.89 | D | 1,737 | D | |
| Ordinary Shares | Aug 24, 2015 | M | 2,074 | $108.62 | A | 3,811 | D | |
| Ordinary Shares | Aug 24, 2015 | S | 2,074 | $175.00 | D | 1,737 | D | |
| Ordinary Shares | Aug 24, 2015 | M | 2,394 | $119.78 | A | 4,131 | D | |
| Ordinary Shares | Aug 24, 2015 | S | 2,394 | $180.00 | D | 1,737 | D | |
| Ordinary SharesF4 | holding | — | — | — | 9,879 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Aug 21, 2015 | M | 1,022 | D | Aug 21, 2015 | Aug 21, 2015 | Ordinary Shares | 1,022 | 0 | D |
| Employee Stock Option Right to BuyF3,F5 | $108.62 | Aug 24, 2015 | M | 2,074 | D | — | Aug 23, 2022 | Ordinary Shares | 2,074 | 0 | D |
| Employee Stock Option Right to BuyF3,F6 | $119.78 | Aug 24, 2015 | M | 2,394 | D | — | Aug 22, 2023 | Ordinary Shares | 2,394 | 2,394 | D |
Explanation of responses
- F1Vesting of performance-based restricted stock units granted on August 23, 2012.
- F2Vesting of service-based restricted stock units granted on August 23, 2012.
- F3This transaction was effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on 3/12/2015. This 10b5-1 sales plan will expire on the close of business 3/12/2016.
- F4Shares held in John T. Hendrickson Trust, of which the reporting person is the Trustee.
- F5Exercisable in three equal annual installments beginning 8/23/2013
- F6Exercisable in three equal annual installments beginning 8/22/2014.