SEC Form 4 · accession 0001567619-18-003801

Coastway Bancorp, Inc. · CWAY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and CRO

Period of report

Oct 5, 2018

Accepted (ET)

Oct 5, 2018 · 6:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001585023

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Oct 5, 2018	J	4,465	—	D	D
Common Stock^F1	Oct 5, 2018	J	6,110	—	D	I	By 401(k)
Common Stock^F1	Oct 5, 2018	J	1,454	—	D	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$16.40	Oct 5, 2018	J	1,945	D	Feb 16, 2018	Feb 16, 2027	Common Stock	1,945	0	D
Stock Options^F2	$12.41	Oct 5, 2018	J	10,175	D	Feb 16, 2017	Feb 16, 2026	Common Stock	10,175	0	D

F1Each share of Issuer common stock was converted into and became exchangeable for the right to receive $28.25 in cash.
F2Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $28.25 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes.