SEC Form 4 · accession 0001140361-17-008365
Coastway Bancorp, Inc. · CWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanette Fritz
Officer — EVP and CFO
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Feb 16, 2017 | A | 1,130 | $0.00 | A | 9,865 | D | |
| Common StockF1 | Feb 16, 2017 | F | 443 | $16.40 | D | 9,422 | D | |
| Common StockF5 | holding | — | — | — | 332 | I | By 401(k) | |
| Common StockF5 | holding | — | — | — | 715 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $16.40 | Feb 16, 2017 | A | 2,635 | A | Feb 16, 2018 | Feb 16, 2027 | Common Stock | 2,635 | 2,635 | D |
| Stock OptionsF3 | $12.41 | holding | — | — | — | Feb 16, 2017 | Feb 16, 2026 | Common Stock | 13,385 | 13,385 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on February 16, 2017.
- F2Shares of restricted stock vest at a rate of 20% per year commencing on February 16, 2018.
- F3Stock options vest at a rate of 20% per year commencing on February 16, 2017.
- F4Stock options vest at a rate of 20% per year commencing on February 16, 2018.
- F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.