SEC Form 4 · accession 0001127602-17-012391
EP Energy Corp · EPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent J Smolik
Officer — Chairman, President & CEO · Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 16, 2017 | F | 118,510 | $4.28 | D | 1,335,963 | D | |
| Class A Common StockF2 | Mar 16, 2017 | A | 866,972 | $0.00 | A | 2,202,935 | D | |
| Class A Common Stock | holding | — | — | — | 142,705 | I | By Smolik Interests Limited Partnership | |
| Class A Common Stock | holding | — | — | — | 61,335 | I | By BJS 2012 Trust, Brent Smolik Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Employee award of restricted stock granted pursuant to the 2014 Omnibus Incentive Plan.
- F2375,320 shares of EPE Class A Common Stock previously held indirectly by the Reporting Person through EPE Management Investors, LLC ("EMI") were transferred to the Reporting Person on May 24, 2016 in connection with the dissolution of EMI and are now reflected in the total above.