SEC Form 4 · accession 0001127602-16-067255
EP Energy Corp · EPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Francis C Olmsted
Officer — Vice President & Controller
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 14, 2016 | S | 5,742 | $3.56 | D | 99,528 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.56 to $3.58, inclusive. The reporting person undertakes to provide to EP Energy Corporation, any security holder of EP Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.
- F326,272 shares of EPE Class A Common Stock previously held indirectly by the reporting person through EPE Management Investors, LLC ("EMI") were transferred to the reporting person on May 24, 2016 in connection with the dissolution of EMI and are now reflected in the total above.