SEC Form 4 · accession 0001127602-16-046866
EP Energy Corp · EPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent J Smolik
Officer — Chairman, President & CEO · Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 9:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 16, 2016 | F | 41,554 | $6.13 | D | 551,810 | D | |
| Class A Common Stock | Mar 16, 2016 | A | 527,343 | $0.00 | A | 1,079,153 | D | |
| Class A Common Stock | holding | — | — | — | 142,705 | I | By Smolik Interests Limited Partnership | |
| Class A Common Stock | holding | — | — | — | 61,335 | I | By BJS 2012 Trust, Brent Smolik Trustee | |
| Class A Common StockF2 | holding | — | — | — | 375,320 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Employee award of restricted stock granted pursuant to the 2014 Omnibus Incentive Plan.
- F2Reporting Person holds these shares through EPE Management Investors, LLC, and is the beneficial owner of such shares.