SEC Form 4 · accession 0001127602-16-046863
EP Energy Corp · EPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton A. Carrell
Officer — Exec VP & COO
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 16, 2016 | F | 12,973 | $6.13 | D | 239,628 | D | |
| Class A Common Stock | Mar 16, 2016 | A | 234,375 | $0.00 | A | 474,003 | D | |
| Class A Common StockF2 | holding | — | — | — | 112,596 | I | See Footnote | |
| Class A Common Stock | holding | — | — | — | 1,300 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Employee award of restricted stock granted pursuant to the 2014 Omnibus Incentive Plan.
- F2Reporting Person holds these shares through EPE Management Investors, LLC, and is the beneficial owner of such shares.