SEC Form 4 · accession 0001127602-15-024232
EP Energy Corp · EPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent J Smolik
Officer — Chairman, President & CEO · Director
Period of report
Aug 4, 2015
Accepted (ET)
Aug 5, 2015 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 4, 2015 | P | 19,000 | $7.93 | A | 142,705 | I | By Smolik Interests Limited Partnership |
| Class A Common StockF1 | Aug 4, 2015 | P | 44,300 | $7.93 | A | 61,335 | I | By BJS 2012 Trust, Brent Smolik Trustee |
| Class A Common Stock | holding | — | — | — | 593,364 | D | ||
| Class A Common StockF2 | holding | — | — | — | 375,320 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.8943 to $7.9854, inclusive. The reporting person undertakes to provide to EP Energy Corporation, any security holder of EP Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Reporting Person holds these shares through EPE Management Investors, LLC, and is the beneficial owner of such shares.