SEC Form 4 · accession 0001127602-15-000103
EP Energy Corp · EPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent J Smolik
Officer — Chairman, President & CEO · Director
Period of report
Sep 8, 2014
Accepted (ET)
Jan 2, 2015 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 8, 2014 | G | 26,600 | $0.00 | D | 59,768 | D | |
| Class A Common Stock | Sep 8, 2014 | G | 26,600 | $0.00 | A | 123,705 | I | By Smolik Interests Limited Partnership |
| Class A Common Stock | holding | — | — | — | 17,035 | I | By BJS 2012 Trust, Brent Smolik Trustee | |
| Class A Common StockF2 | holding | — | — | — | 375,320 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person transferred these shares to the Smolik Interests Limited Partnership, a domestic limited partnership.
- F2Reporting Person holds these shares through EPE Management Investors, LLC, and is the beneficial owner of such shares.