SEC Form 4 · accession 0001144204-19-008961
OXBRIDGE RE HOLDINGS Ltd · OXBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan S. Martin
10% Owner
Period of report
Jan 4, 2019
Accepted (ET)
Feb 19, 2019 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jan 7, 2019 | P | 1,400 | $0.82 | A | 164,400 | D | |
| Ordinary SharesF1 | Jan 9, 2019 | P | 32,877 | $0.9648 | A | 197,277 | D | |
| Ordinary SharesF1 | Jan 15, 2019 | P | 80 | $1.00 | A | 197,357 | D | |
| Ordinary SharesF1 | Jan 22, 2019 | P | 10,104 | $0.93 | A | 207,461 | D | |
| Ordinary SharesF1 | Jan 24, 2019 | P | 18,300 | $0.9898 | A | 225,761 | D | |
| Ordinary SharesF1 | Jan 25, 2019 | P | 600 | $1.00 | A | 226,361 | D | |
| Ordinary SharesF1 | Jan 31, 2019 | P | 1,498 | $0.9787 | A | 227,859 | D | |
| Ordinary SharesF1 | Feb 4, 2019 | P | 1,000 | $1.00 | A | 228,859 | D | |
| Ordinary SharesF1 | Feb 5, 2019 | P | 242 | $1.00 | A | 229,101 | D | |
| Ordinary SharesF1 | Feb 7, 2019 | P | 300 | $1.00 | A | 229,401 | D | |
| Ordinary SharesF1 | Feb 12, 2019 | P | 720 | $0.965 | A | 230,121 | D | |
| Ordinary SharesF1 | Feb 13, 2019 | P | 2,400 | $0.9946 | A | 232,521 | D | |
| Ordinary SharesF1 | Feb 14, 2019 | P | 300 | $0.99 | A | 232,821 | D | |
| Ordinary SharesF2 | Jan 4, 2019 | P | 24,650 | $0.6967 | A | 24,650 | D | |
| Ordinary SharesF2 | Jan 7, 2019 | P | 250 | $7,908.00 | A | 24,900 | D | |
| Ordinary SharesF2 | Jan 8, 2019 | P | 897 | $0.80 | A | 25,797 | D | |
| Ordinary SharesF2 | Jan 9, 2019 | P | 1,300 | $1.00 | A | 27,097 | D | |
| Ordinary SharesF2 | Jan 22, 2019 | P | 2,355 | $0.9163 | A | 29,452 | D | |
| Ordinary SharesF2 | Jan 23, 2019 | P | 2,635 | $0.9896 | A | 32,087 | D | |
| Ordinary SharesF2 | Jan 24, 2019 | P | 1,833 | $0.9691 | A | 33,920 | D | |
| Ordinary SharesF2 | Jan 31, 2019 | P | 9,392 | $0.991 | A | 43,312 | D | |
| Ordinary SharesF2 | Feb 4, 2019 | P | 6,700 | $1.00 | A | 50,012 | D | |
| Ordinary SharesF2 | Feb 5, 2019 | P | 94 | $1.00 | A | 50,106 | D | |
| Ordinary SharesF2 | Feb 6, 2019 | P | 200 | $1.00 | A | 50,306 | D | |
| Ordinary SharesF2 | Feb 12, 2019 | P | 592 | $0.9657 | A | 50,898 | D | |
| Ordinary SharesF2 | Feb 13, 2019 | P | 200 | $0.95 | A | 51,098 | D | |
| Ordinary SharesF3 | holding | — | — | — | 83,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to Purchase Ordinary SharesF4 | $7.50 | Jan 4, 2019 | P | 71,000 | A | — | — | Ordinary Shares | 71,000 | 71,000 | D |
| Warrants to Purchase Ordinary SharesF4 | $7.50 | Jan 8, 2019 | P | 2,400 | A | — | — | Ordinary Shares | 2,400 | 73,400 | D |
| Warrants to Purchase Ordinary SharesF4 | $7.50 | Jan 16, 2019 | P | 3,200 | A | — | — | Ordinary Shares | 3,200 | 76,600 | D |
| Warrants to Purchase Ordinary SharesF4 | $7.50 | Jan 23, 2019 | P | 3,000 | A | — | — | Ordinary Shares | 3,000 | 79,600 | D |
| Warrants to Purchase Ordinary SharesF4 | $7.50 | Jan 24, 2019 | P | 3,700 | A | — | — | Ordinary Shares | 3,700 | 83,300 | D |
Explanation of responses
- F1Ordinary shares held by Allan Martin and his wife, Marie Martin, jointly.
- F2Ordinary shares held by the Allan S Martin Trust dated January 3, 2005, for which Mr. Martin is trustee.
- F3Ordinary shares held by Fleur de Lis Partners, LLLP. As the general partner of Fleur de Lis Partners, LLLP, Mr. Martin has voting and investment power over the ordinary shares held by that entity.
- F4Ordinary shares issuable upon the exercise of warrants held by the Allan S Martin Trust dated January 3, 2005 for which Mr. Martin is trustee. The Warrants are currently exercisable and expire on March 26, 2024.