SEC Form 4 · accession 0001140361-17-012831
OXBRIDGE RE HOLDINGS Ltd · OXBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wrendon Timothy
Officer — Controller & Secretary
Period of report
Jan 20, 2017
Accepted (ET)
Mar 21, 2017 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 25,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Options (right to buy)F1 | $6.06 | Jan 20, 2017 | A | 10,000 | A | — | Jan 20, 2027 | Ordinary Shares | 10,000 | 10,000 | D |
| Share Options (right to buy)F1 | $6.00 | holding | — | — | — | — | Jan 23, 2025 | Ordinary Shares | 60,000 | 60,000 | D |
| Share Options (right to buy)F1 | $6.00 | holding | — | — | — | — | Jan 16, 2026 | Ordinary Shares | 10,000 | 10,000 | D |
| WarrantsF2 | $7.50 | holding | — | — | — | — | Mar 31, 2019 | Ordinary Shares | 7,500 | 7,500 | D |
Explanation of responses
- F1These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.
- F2Immediately exercisable.