SEC Form 4 · accession 0001140361-17-012829

OXBRIDGE RE HOLDINGS Ltd · OXBR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO, President · Director

Period of report

Jan 20, 2017

Accepted (ET)

Mar 21, 2017 · 2:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001584831

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1	holding	—	—		—	85,231	I	See Footnote
Ordinary Shares	holding	—	—		—	40,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Share Options (right to buy)^F2	$6.06	Jan 20, 2017	A	25,000	A	—	Jan 20, 2027	Ordinary Shares	25,000	25,000	D
Share Options (right to buy)^F2	$6.00	holding	—	—	—	—	Jan 23, 2025	Ordinary Shares	120,000	120,000	D
Share Options (right to buy)^F2	$6.00	holding	—	—	—	—	Jan 16, 2026	Ordinary Shares	25,000	25,000	D
Warrants^F1,F3	$7.50	holding	—	—	—	—	May 31, 2018	Ordinary Shares	105,000	105,000	I
Warrants^F1,F3	$7.50	holding	—	—	—	—	Mar 31, 2019	Ordinary Shares	98,768	98,768	I

F1Shares indirectly held in the name of Universal Finance and Investments, L.C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
F2These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.
F3Immediately exercisable.