SEC Form 4 · accession 0001615774-18-012471
Akoustis Technologies, Inc. · AKTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry D Neal
Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 7:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 8, 2018 | P | 40,000 | $5.00 | A | 620,828 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.00, inclusive. The reporting person undertakes to provide to Akoustis Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The balance reflects an adjustment to correct a computational error in column 5 of the reporting person's Form 4 filed November 2, 2018, which stated 534,053 but should have stated 580,828.