SEC Form 4 · accession 0001615774-18-012048
Akoustis Technologies, Inc. · AKTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur Geiss
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 6:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 2, 2018 | A | 5,000 | $0.00 | A | 66,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.07 | Nov 1, 2018 | A | 60,360 | A | Nov 1, 2019 | Oct 31, 2025 | Common Stock | 60,360 | 60,360 | D |
| Stock Option (Right to Buy)F1 | $4.07 | Nov 2, 2018 | A | 10,000 | A | Nov 2, 2019 | Nov 1, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The stock award reported in Table I and 10,000 of the Stock Options reported in Table II were issued as compensation to AEG Consulting, a firm owned and operated by the reporting person, for consulting services.
- F2The balance reflects an adjustment to correct a computational error in column 5 of the reporting person's Form 4 filed November 16, 2017.