SEC Form 4 · accession 0001562180-19-001877
Akoustis Technologies, Inc. · AKTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey B. Shealy
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 5, 2019
Accepted (ET)
Mar 12, 2019 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2019 | S | 1,852 | $6.53 | D | 13,952 | I | By Wife |
| Common Stock | holding | — | — | — | 3,218,562 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2018. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 2, 2019.