SEC Form 4 · accession 0001584509-18-000222
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Reynolds
Officer — EVP, GC and Secretary
Period of report
Nov 15, 2018
Accepted (ET)
Nov 20, 2018 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | A | 8,166 | $0.00 | A | 80,550 | D | |
| Common StockF2 | Nov 16, 2018 | F | 614 | $36.74 | D | 79,936 | D | |
| Common StockF2 | Nov 18, 2018 | F | 742 | $36.89 | D | 79,194 | D | |
| Common StockF2 | Nov 19, 2018 | F | 903 | $36.89 | D | 78,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $36.74 | Nov 15, 2018 | A | 53,828 | A | — | Nov 15, 2028 | Common Stock | 53,828 | 53,828 | D |
Explanation of responses
- F1Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant.
- F2Represents shares withheld to pay taxes applicable to vesting of restricted stock units.
- F3These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant.