SEC Form 4 · accession 0001584509-18-000221
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P Pressler
Officer — SVP, Controller, CAO
Period of report
Nov 15, 2018
Accepted (ET)
Nov 20, 2018 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | A | 2,178 | $0.00 | A | 15,363 | D | |
| Common StockF2 | Nov 15, 2018 | A | 13,610 | $0.00 | A | 28,973 | D | |
| Common StockF3 | Nov 16, 2018 | F | 117 | $36.74 | D | 28,856 | D | |
| Common StockF3 | Nov 18, 2018 | F | 182 | $36.89 | D | 28,674 | D | |
| Common StockF3 | Nov 19, 2018 | F | 115 | $36.89 | D | 28,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $36.74 | Nov 15, 2018 | A | 14,355 | A | — | Nov 15, 2028 | Common Stock | 14,355 | 14,355 | D |
Explanation of responses
- F1Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant.
- F2Represents restricted stock units, which vest in full on the third anniversary of the date of grant.
- F3Represents shares withheld to pay taxes applicable to vesting of restricted stock units.
- F4These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant.