SEC Form 4 · accession 0001584509-17-000141
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P Pressler
Officer — SVP, Controller, CAO
Period of report
Jun 16, 2017
Accepted (ET)
Jun 20, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2017 | M | 3,750 | $11.63 | A | 14,285 | D | |
| Common Stock | Jun 16, 2017 | M | 6,879 | $16.21 | A | 21,164 | D | |
| Common StockF1 | Jun 16, 2017 | S | 10,629 | $40.8044 | D | 10,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $11.63 | Jun 16, 2017 | M | 3,750 | D | — | Jun 22, 2021 | Common Stock | 3,750 | 0 | D |
| Stock Option (Right to Buy)F3 | $16.21 | Jun 16, 2017 | M | 4,726 | D | — | Jul 9, 2023 | Common Stock | 4,726 | 2,363 | D |
| Stock Option (Right to Buy)F2 | $16.21 | Jun 16, 2017 | M | 2,153 | D | — | Jul 31, 2021 | Common Stock | 2,153 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.79 to $40.845, inclusive. The reporting person undertakes to provide to Aramark, any security holder of Aramark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Represents stock options, all of which were fully vested.
- F3Represents stock options, 4,726 of which have fully vested and 2,363 of which will vest on July 9, 2017.