SEC Form 4 · accession 0001584509-16-000508
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harrald F.K. Kroeker
Officer — SVP, Transformation
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2016 | A | 7,043 | $0.00 | A | 44,065 | D | |
| Common StockF2 | Nov 19, 2016 | F | 2,218 | $34.08 | D | 41,848 | D | |
| Common StockF3 | Nov 20, 2016 | F | 447 | $34.08 | D | 41,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $34.08 | Nov 18, 2016 | A | 56,738 | A | — | Nov 18, 2026 | Common Stock | 56,738 | 56,738 | D |
Explanation of responses
- F1Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant.
- F2Represents shares withheld to pay taxes applicable to vesting of restricted stock units and performance stock units and the delivery of cash in lieu of fractional shares in accordance with the terms of the applicable award.
- F3Represents shares withheld to pay taxes applicable to vesting of restricted stock units and the delivery of cash in lieu of fractional shares in accordance with the terms of the award.
- F4These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant.