SEC Form 4 · accession 0001584509-16-000440
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Reynolds
Officer — EVP, GC and Secretary
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2016 | M | 56,709 | $16.21 | A | 171,175 | D | |
| Common StockF1 | Aug 17, 2016 | S | 56,709 | $36.9688 | D | 114,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.21 | Aug 17, 2016 | M | 56,709 | D | — | Jul 9, 2023 | Common Stock | 56,709 | 18,906 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.81 to $37.095, inclusive. The reporting person undertakes to provide to Aramark, any security holder of Aramark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2Represents an initial grant of 75,615 stock options. 18,903 vested on July 9, 2014; 18,903 vested on July 9, 2015; 18,903 vested on July 9, 2016; and 18,906 will vest on July 9, 2017.