SEC Form 4/A · accession 0001584509-15-000002
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph Neubauer
Director
Period of report
Jan 14, 2015
Accepted (ET)
Jan 29, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2015 | M | 20,000 | $11.63 | A | 14,405,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Installment Stock Purchase OpportunityF1,F2,F3 | $11.63 | Jan 14, 2015 | M | 20,000 | D | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1This Form 4 is being amended to correct the date of the transaction from January 7, 2015 to January 14, 2015.
- F2Represents 40,000 installment stock purchase opportunities, of which 20,000 vested on December 15, 2014 and 20,000 will vest on December 15, 2015.
- F3Each vested installment expires one month after its vesting date.