SEC Form 4 · accession 0001209191-15-003255
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Neubauer
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | M | 20,000 | $11.63 | A | 14,405,843 | D | |
| Common StockF1 | holding | — | — | — | 515,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Installment Stock Purchase OpportunityF2,F3 | $11.63 | Jan 7, 2015 | M | 20,000 | D | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1These shares are held by a limited partnership for which Joseph Neubauer serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F2Represents 40,000 installment stock purchase opportunities, of which 20,000 vested on December 15, 2014 and 20,000 will vest on December 15, 2015.
- F3Each vested installment expires one month after its vesting date.