SEC Form 4 · accession 0001140361-16-050309
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Abbrecht
Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2016 | A | 4,926 | $0.00 | A | 15,268 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities issued represent deferred stock units granted by the Issuer in connection with the Reporting Person's services as a director, which will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of common stock on the first day of the seventh month after the date of the director's departure from the board.
- F2The Reporting Person owns 4,983.3139 deferred stock units (including dividend equivalent rights) included in this amount and the remaining 10,284.4154 deferred stock units (including dividend equivalent rights) are held for the benefit of the THL Funds because, pursuant to the operative agreements for Thomas H. Lee Equity Fund VI, L.P. ("THL Equity VI"), Thomas H. Lee Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee Parallel (DT) Fund VI, L.P. ("DT Fund VI"; together with THL Equity VI and Parallel Fund VI, "THL Funds"), any securities issued to persons serving as directors of portfolio companies of the THL Funds, such as the Issuer, are to be held for the benefit of the THL Funds. The Reporting Person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose, except to the extent of his pecuniary interest there