SEC Form 4 · accession 0001140361-15-033405
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Abbrecht
Director
Period of report
Aug 21, 2015
Accepted (ET)
Aug 25, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | Aug 21, 2015 | S | 8,179,648 | $32.30 | D | 546,074 | I | See Footnote |
| Common StockF1,F4,F5,F2 | Aug 21, 2015 | S | 546,074 | $32.30 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer held directly by Thomas H. Lee Equity Fund VI, L.P. ("THL Equity VI"), Thomas H. Lee Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee Parallel (DT) Fund VI, L.P. ("DT Fund VI"), THL Equity Fund VI Investors (Aramark), LLC ("THL Aramark") and THL Coinvestment Partners, L.P. ("THL Coinvestment"; together with THL Equity VI, Parallel Fund VI, DT Fund VI, THL Aramark the "THL Funds"), as well as Putnam Investment Holdings, LLC ("Putnam") and Putnam Investments Employees' Securities Company III LLC ("Putnam III").
- F2The Reporting Person is a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of THL Equity Advisors VI, LLC, which is the general partner of the THL Funds. In addition, due to contractual relationships with Thomas H. Lee Partners, L.P., Putnam and Putnam III are required to act pro rata with the THL Funds. By virtue of these relationships, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by each of the THL Funds, Putnam and Putnam III. The Reporting Person disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- F3This amount represents the price per share paid by the underwriter in connection with the offering.
- F4Represents shares repurchased by the Issuer.
- F5This amount represents the price per share paid by the Issuer in connection with the repurchase.