SEC Form 4 · accession 0000769993-16-001587
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjeev K Mehra
Director
Period of report
Apr 8, 2016
Accepted (ET)
Apr 12, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2,F1,F3,F4 | Apr 8, 2016 | A | 1,278 | $0.00 | A | 1,399,836 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group").
- F2The 1,278 shares of common stock, par value $0.01 per share ("Common Stock") of Aramark (the "Company") represent a grant of fully vested deferred stock units (the "Deferred Shares") which the Reporting Person has elected to receive in lieu of his cash retainer, and were granted to the Reporting Person in his capacity as a director of the Company pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"). The Deferred Shares will be settled in shares of Common Stock on the first day of the seventh month after the date of the Reporting Person's departure from the board. The Reporting Person has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group.
- F3GS Group may be deemed to beneficially own 16,590.8019 shares of Common Stock pursuant to the Plan, consisting of 16,363 Deferred Shares granted to the Reporting Person, and 227.8019 dividend equivalent rights to Deferred Shares accrued to the Reporting Person, each in his capacity as a director of the Company and pursuant to the Plan. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,383,245 shares of Common Stock, and Goldman Sachs holds open short positions of 733,015 shares of Common Stock, each due to exempt transactions.
- F4Each of the Reporting Person, Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person or entity, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.