SEC Form 4 · accession 0000769993-16-001425
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjeev K Mehra
Director
Period of report
Feb 4, 2016
Accepted (ET)
Feb 12, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF3,F1,F2,F4,F5,F6 | Feb 4, 2016 | P | 328 | $32.2324 | A | 1,436,590 | I | See footnotes |
| Common Stock, par value $0.01 per shareF4,F1,F2,F3,F5,F6 | Feb 4, 2016 | S | 328 | $32.2324 | D | 1,436,262 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group").
- F2The shares of common stock, par value $0.01 per share (the "Common Stock"), of Aramark (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company.
- F3Reflects a weighted average purchase price of $32.2324 per share, at prices ranging from $32.22 to $32.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- F4Reflects a weighted average sale price of $32.2324 per share, at prices ranging from $32.22 to $32.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5GS Group may be deemed to beneficially own 15,267.7293 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 15,085 Deferred Shares granted to the Reporting Person, and 182.7293 dividend equivalent rights to Deferred Shares accrued to the Reporting Person, each in his capacity as a director of the Company and pursuant to the Plan. The Reporting Person has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,420,994 shares of Common Stock, and Goldman Sachs holds open short positions of 696,642 shares of Common Stock, each due to exempt transactions.
- F6Each of the Reporting Person, Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person or entity, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.