SEC Form 4 · accession 0000769993-16-001240
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjeev K Mehra
Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2,F1,F3,F4 | Feb 2, 2016 | A | 4,926 | $0.00 | A | 1,422,711 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group").
- F2The 4,926 shares of common stock, par value $0.01 per share ("Common Stock") of Aramark (the "Company") represent deferred stock units (the "Deferred Shares") and were granted to the Reporting Person, in his capacity as a director of the Company, pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"). The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Reporting Person's departure from the board. The Reporting Person has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group.
- F3GS Group may be deemed to beneficially own 15,267.7293 shares of Common Stock pursuant to the Plan, consisting of 15,085 Deferred Shares granted to the Reporting Person, and 182.7293 dividend equivalent rights to Deferred Shares accrued to the Reporting Person, each in his capacity as a director of the Company and pursuant to the Plan. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,407,443 shares of Common Stock, and Goldman Sachs holds open short positions of 696,645 shares of Common Stock, each due to exempt transactions.
- F4Each of the Reporting Person, Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person or entity, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.