SEC Form 4 · accession 0001209191-15-078617
OneMain Holdings, Inc. · OMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Parker
Officer — EVP
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 4, 2015 | A | 116,038 | $0.00 | A | 116,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Springleaf Financial Holdings, LLC Series B Common UnitsF2,F3 | — | Nov 4, 2015 | J | 3 | A | — | — | Common Stock | — | 3 | D |
Explanation of responses
- F1Consists of restricted stock units granted under the Springleaf Holdings, Inc. 2013 Omnibus Incentive Plan. The units vest as follows: 29,009 units on November 4, 2016; 29,009 units on November 4, 2017; 29,010 units on November 4, 2018; and 29,010 units on November 4, 2019, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.
- F2On November 4, 2015, Mr. Parker acquired Series B Common Units of Springleaf Financial Holdings, LLC ("Holdings"). The assets of Holdings consist primarily of shares of common stock of Springleaf Holdings, Inc.
- F3Series B Common Units of Holdings do not expire.