SEC Form 4 · accession 0001493152-26-037489
Hepion Pharmaceuticals, Inc. · HEPA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent S LoPriore
Officer — Executive Chairman · Director
Period of report
Aug 3, 2026
Accepted (ET)
Aug 12, 2026 · 9:34 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001583771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2026 | P | 8,000,000 | $0.05 | A | 14,250,000 | I | By Gravitas Capital LP |
| Common StockF2 | Aug 3, 2026 | P | 2,000,000 | $0.05 | A | 16,250,000 | I | By Invictus Capital Advisors Pension Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.06 | Aug 3, 2026 | P | 8,000,000 | A | Aug 3, 2026 | Aug 3, 2031 | Common Stock | 8,000,000 | 8,000,000 | I |
| WarrantsF2 | $0.06 | Aug 3, 2026 | P | 2,000,000 | A | Aug 3, 2026 | Aug 3, 2031 | Common Stock | 2,000,000 | 10,000,000 | I |
Explanation of responses
- F1Mr. LoPriore is the Managing Member of Gravitas Capital LP and in such capacity has the right to vote and dispose of the securities held by such entity.
- F2Mr. LoPriore is the trustee and beneficiary of the Invictus Capital Advisors Pension Plan and in such capacity has the right to vote and dispose of the securities held by such entity.