SEC Form 4 · accession 0001209191-15-083314
STG Group, Inc. · STGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon S. Lee
Director · 10% Owner · Other
Period of report
Nov 23, 2015
Accepted (ET)
Dec 3, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001583513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Nov 23, 2015 | J | 8,319,080 | — | A | 8,319,080 | I | By: Simon S. Lee Management Trust |
| Common StockF1,F2,F3,F4 | Nov 23, 2015 | J | 521,039 | — | A | 521,039 | I | By: JSL Descendants Trust |
| Common StockF1,F2,F3,F4 | Nov 23, 2015 | J | 511,733 | — | A | 511,733 | I | By: Brian Lee Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were received in exchange for all equity interests owned in STG Group, Inc. upon the consummation of the transactions contemplated by the Stock Purchase Agreement, dated as of June 8, 2015, by and between Global Defense & National Security Systems, Inc., STG Group, Inc., the stockholders of STG Group, Inc. and the other parties thereto.
- F2The number of securities held includes the stock dividend paid on November 30, 2015 to holders of record on November 23, 2015.
- F3The securities are held indirectly by Simon S. Lee, as the trustee. The Simon S. Lee Management Trust has filed a Form 3, as a 10% holder.
- F4The securities are indirectly owned by Simon S. Lee. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.