SEC Form 3 · accession 0001209191-15-083308
STG Group, Inc. · STGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Simon S. Lee Management Trust
10% Owner · Other
Simon S. Lee
Director · 10% Owner · Other
Period of report
Nov 23, 2015
Accepted (ET)
Dec 3, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001583513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 0 | D | ||
| Common StockF2,F3 | holding | — | — | — | 8,319,080 | I | By: Simon S. Lee Management Trust | |
| Common StockF2,F3 | holding | — | — | — | 521,039 | I | By: JSL Descendants Trust | |
| Common StockF2,F3 | holding | — | — | — | 511,733 | I | By: Brian Lee Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Simon S. Lee is filing this Form 3 solely to report having been named as a director and becoming an insider. He will report his acquisitions on a Form 4.
- F2The securities are directly held by the trust and are indirectly held by Simon S. Lee as trustee.
- F3The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.