SEC Form 4 · accession 0001144204-15-070111
STG Group, Inc. · STGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C. Gompert
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001583513
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy)F1 | $5.40 | Dec 7, 2015 | A | 11,112 | A | Dec 7, 2015 | Dec 7, 2025 | Common Stock | 11,112 | 11,112 | D |
Explanation of responses
- F1The options will vest as follows: (i) 20% of the options will vest 30 days following award, (ii) 40% of the options will vest 6 months following award subject to Mr. Gompert's continued service on the Board at such time and (iii) 40% of the options will vest 12 months following the award subject to Mr. Gompert's continued service on the Board at such time.