SEC Form 4 · accession 0001062993-16-007963
STG Group, Inc. · STGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Polar Asset Management Partners Inc.
10% Owner
Period of report
Nov 23, 2015
Accepted (ET)
Feb 16, 2016 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001583513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 23, 2015 | J | 755,609 | $10.63 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Common Stock were redeemed pursuant to that certain Second Amended and Restated Backstop Common Stock Purchase Agreement, dated as of November 23, 2015, by and between the Issuer and Global Defense & National Security Holdings LLC, as described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 30, 2015.
- F2Polar Asset Management Partners Inc., a company incorporated under the laws on Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ( "PMSF") and has investment discretion with respect to the securities reported herein which are held by PMSF. The Reporting Person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.