SEC Form 4 · accession 0001062993-15-005811
STG Group, Inc. · STGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001583513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | S | 329,077 | $10.63 | D | 799,609 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11. Polar Securities Inc. ("PSI") serves as investment manager to North Pole Capital Master Fund, a Cayman Islands exempted company ("NPM", and together with PSI, the "Reporting Persons") and has investment discretion with respect to the securities reported herein which are held by NPM. The Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Persons' pecuniary interest therein.